HHS/ASPE. U. S. Department of Health and Human Services.Background

RECOMMENDATIONS OF THE PUBLIC MEMBERS OF THE ADVISORY COUNCIL ON ALZHEIMER'S RESEARCH, CARE, AND SERVICES

PDF Version: http://aspe.hhs.gov/daltcp/napa/AdvCounRec.pdf (12 PDF pages)

The United States faces a public health crisis due to the tremendous physical, emotional, and financial costs of Alzheimer’s disease and related disorders (AD). This disease severely impacts the well-being of our citizens and the economic health of this nation. An estimated 5.4 million people are living with the disease today, and it is the sixth leading cause of death. The costs to the health and long-term care systems for people with AD are estimated to be $200 billion in 2012. Although AD can strike throughout adult life, people aged 65 and older are at highest risk. As the proportion of older adults increases dramatically over the next 20 years, it is estimated that the prevalence of AD will skyrocket to 11-16 million people by 2050, driving the cost of care to $1.1 trillion for AD in that year alone. Given these devastating numbers, it is even more disturbing that of the top 10 causes of death, AD is the only one without a way to prevent, cure, or slow its progression. This is an intergenerational challenge, affecting all family members and creating for future generations a fiscal burden of potentially devastating impact.

Although AD research has made a number of new and important discoveries, we are still not aware of the neurobiological triggers for the changes in the brain that progressively destroy cognitive function. Furthermore, researchers have made interesting observations of associations between certain lifestyle factors and risk for disease, but have not yet discovered interventions that could delay onset of AD. In fiscal year 2012, the federal government estimates it will have committed only $498 million at the National Institutes of Health (NIH) for AD research. This level of resource commitment falls drastically short of the funding needed to accelerate the pace of research on prevention, cures, and treatments for AD. Given the devastating health and fiscal impact of AD in the United States and globally, a creative and robust program of additional resources for AD research is not only justified but is essential to the saving of millions of lives and trillions of dollars. We know from spending on diseases like AIDS, cancer, heart disease, and diabetes that when research funding is increased, the pace of discovery and breakthroughs accelerates, resulting in treatments for those with or at risk of acquiring the disease, and eventually decreasing mortality.

Therefore, we must increase our commitment to resources for research on AD. A National Plan committed to preventing and effectively treating AD by 2025, should start with a careful evaluation of the level of resources required to achieve that goal, through research, and improvements in clinical care and planning for long-term services and supports (LTSS). However, a truly National Plan must also engage private industry, not-for-profit organizations, states, and global partners in both the development and execution of a strategic research and treatment discovery plan and the mobilization of the resources required to achieve what we hope will become, with this Administration’s leadership, a global goal of preventing and effectively treating AD by 2025.

It is imperative that our health care and LTSS system becomes dementia-capable. Research to find treatments is crucial, but until we have those options there is much to do to improve the care that we offer throughout our health care and LTSS systems. One goal would be that individuals with AD have the disease detected and diagnosed at an early stage, receive assistance with care planning, and have access to coordinated and high quality health care and LTSS throughout the course of the disease. That goal drove us toward specific recommendations in detection, diagnosis, care across the stages of the disease, hospitalizations, care transitions, and developing a more robust workforce that is better trained in dementia care. We are mindful of the diverse populations and their caregivers who are affected by AD and their specific challenges, which we tried to address in our recommendations. The Advisory Council also focused on the needs of the estimated 15 million unpaid caregivers who are essential to support people with AD. This illness is unique in its societal, economic and personal toll. Improvements in clinical care and LTSS can help millions of people now, so the Advisory Council believes that the resources must be committed to make these meaningful changes.

The Plan must address the millions of people who currently have the disease, and their caregivers. AARP valued the economic impact of all caregivers at an estimated $211 billion in 2011. This care is provided at great risk to their own health and livelihood. Unreimbursed care provides the backbone of support for people with AD. We know today that much can be done to address the needs of a person with AD, and we have evidence-based strategies to support the caregivers. Research has shown that with early detection, caregiver training and support services people with AD can continue to reside in the community, with dignity, for up to a year and a half longer than when caregivers lack training and support. This is just one example of why the plan must provide for the key elements of support of caregivers and address research related to caregivers and the impact of caregiving on them. This requires that public and private resources be coordinated to maximize impact, fill gaps, and continue to build on what works in states and communities across America. These efforts need to include health care, public health, aging and social services. As we face the growing tide of an aging America we must dramatically increase our efforts in this arena. It is not enough to increase funding for research we must also focus resources today to: identify the disease early; address symptoms and co-morbidities effectively; train and support caregivers in meaningful ways; and build the necessary public and private state and local systems to accomplish these goals.

With this as a motivation, the National Alzheimer’s Project Act (NAPA) was signed into law in January 2011. A part of that legislation required the creation of the Advisory Council for Research, Care and Services (the Advisory Council), according to the Federal Advisory Committee Act, to make recommendations to the Secretary of Health and Human Services (HHS) on the development of a National Plan for AD. This Advisory Council was selected in the summer of 2011 and has been meeting to advise the Secretary on the development of the initial plan. The Advisory Council was also charged with developing a set of recommendations to the Secretary and Congress, including additional items that were not included in the plan itself. In order to meet these objectives, the Advisory Council created three subcommittees: Research, Clinical Care, and Long-Term Services and Supports.

The National Plan to Address Alzheimer’s Disease is organized around five goals:

The National Plan proposes strategies to achieve each goal. Under each of these strategies, it identifies specific actions that HHS or its partners will take. HHS proposed these actions based on the current resources available for AD research, care, and LTSS.

To reach the ambitious national goal of preventing and effectively treating AD by 2025 and to meet the needs of the millions of people with AD and their caregivers, the Advisory Council believes it essential not to limit our vision to what can be achieved with existing resources. The Advisory Council believes that more aggressive action steps are needed to reach that goal and that more resources are needed than are currently available. As such, a set of recommendations reflecting the input of the Research, Clinical Care, and LTSS subcommittees has been generated and is included in this document.

The following recommendations were adopted by unanimous consent by the 11 non-federal members of the Advisory Council on April 17, 2012. We submit these recommendations for your consideration. Consistent with the National Plan and the approach used by Congress in NAPA, we use the term “Alzheimer’s disease,” or AD, to refer to Alzheimer’s disease and related dementias.

  1. We support and applaud the goal of the National Plan -- to prevent and effectively treat AD by 2025.
  2. There is an urgent need for annual federal research funding to be increased to the level needed to fund a strategic research plan and to achieve the breakthroughs required to meet the 2025 goal. Initial estimates of that level are $2 billion per year, but may be more. That investment would be applied to AD research initiatives spanning basic, translational, and clinical research.
  3. HHS should develop, execute and regularly update a strategic research plan and priorities to accelerate breakthroughs in AD research. In addition to research on people with the disease, the strategic research plan should also include study of caregivers of people with AD and the impacts of caregiving.
  4. To address disparities, clinical research studies and activities aimed at translation of research findings into medical practice and to the public should include specific targets for outreach to specific populations by racial/ethnic group, sex, and socioeconomic status, as well as to populations at high risk for AD (e.g., people with Down syndrome).
  5. HHS, in partnership with the research community and industry, should take steps to accelerate public access to new therapeutic interventions by compressing the current average time for the process of identification of therapeutic targets, validation of those targets, development of behavioral and pharmacologic interventions, testing of efficacy and safety, and regulatory review, including the following:
  6. The Secretary of HHS, in consultation with academic researchers, state research coordinators, not-for-profit AD organizations, and the private sector, including sponsors of investigational diagnostic and therapy trials, by the end of 2012 should identify and prioritize the action steps needed to reduce the time for moving therapies from target identification and validation through clinical development, regulatory review, market approval, and reimbursement determinations.
  7. As part of the initiative to accelerate public access to new therapeutic interventions, the Secretary should examine and include as part of her annual report to Congress and the Advisory Council:
  8. The FDA should review and periodically report to the Advisory Council:
  9. The Secretary of HHS should develop a continuing process by which research priorities aimed at accelerating the delivery of effective treatments would be set, including input from scientific experts.
  10. HHS should develop accurate and relevant metrics for assessing the impact of AD on the United States economy.
  11. HHS should commit to an effort to maximize private investment in the development of treatments and improvements in disease monitoring technology by identifying policies that would encourage private industry to invest aggressively in disease-modifying interventions, to support technologies that improve our ability to detect the disease as early as possible, and monitor the disease accurately so that the effectiveness of interventions can be tested.
  12. Expand funding and incentives for health care providers to become more knowledgeable about dementia and to encourage individuals to pursue careers in geriatric specialties.
  13. State education and health agencies and others should include key information about AD in all curricula for any profession or career track affecting LTSS.
  14. States should ensure that Paraprofessional Caregivers in every venue are adequately trained and compensated.
  15. Redesign Medicare coverage and physicians’ and other health care providers’ reimbursement to encourage appropriate diagnosis of AD and to provide care planning to diagnosed individuals and their caregivers.
  16. LTSS systems should refer to a health care provider for diagnosis whenever someone is admitted to or assessed for eligibility for LTSS and exhibits signs of cognitive impairment. Providers engaged in diagnosis should consider the 2011 guidelines for diagnosis.
  17. The process of diagnosis should include engaging individual and family in advance care planning (health, legal, estate, and financial).
  18. HHS should assure that health and related systems funded with federal resources should improve chronic disease treatment and related services for people with AD.
  19. HHS should develop quality measures and indicators for the comprehensive care and treatment of individuals with AD.
  20. Assure a robust, dementia-capable system of LTSS is available in every state.
  21. HHS should provide federal funds to support a state lead entity in every state and territory. This entity would coordinate available public and private LTSS, conduct service gap analysis, identify opportunities for efficiency, and enable ongoing stakeholder input to address needs across all sectors and systems.
  22. Practice recommendations for care in every setting should be embedded in CMS’ federal and state surveillance and quality improvement systems.
  23. Recommendations for end-of-life or palliative care should be incorporated into all CMS surveillance and quality improvement systems.
  24. HHS should provide grants through the Center for Medicare and Medicaid Innovation (CMMI) for medical home pilot projects specifically targeted at improving medical management for individuals with AD, including management of co-existing medical conditions and coordination with family and community care providers in all settings (in-home care, long-term care, and inpatient hospital care).
  25. HHS should form a blue ribbon panel of experts to recommend one or more models of palliative care for people with advanced dementia, including eligibility criteria and financing mechanisms, and provide grants through CMMI to implement and evaluate the models.
  26. HHS should create a specific grant round of pilot projects through CMMI to implement and evaluate ways to reduce potentially preventable emergency department visits and hospitalizations for individuals with AD, including those from home, assisted living facilities, and nursing homes.
  27. HHS and state lead entities should partner to assure access to the full array of LTSS for special and emerging populations of people with AD including younger people, people with intellectual disabilities such as Down syndrome, and others.
  28. Recommended use of federal funds ($10.5 million) currently proposed for AoA.
  29. Funding for the Alzheimer’s Disease Supportive Services Program (ADSSP) should be restored to the FFY 2003 level of $13.4 million.
  30. Fully fund caregiver support under AoA.
  31. HHS and state lead entities should assure that caregiver physical health/behavioral health risk is assessed and addressed regularly. Caregiver illness and mortality contribute to the enormous personal and financial cost of AD.
  32. The Office of the National Coordinator, in partnership with the private sector, should assure that development of health information technology includes tools for caregivers to assist in the care of the person with AD to address dementia and multiple chronic conditions as well as maintain their own mental and physical health.
  33. HHS should launch a nationwide public awareness campaign to increase awareness and to promote early detection of AD.
  34. The Administration should expand and enhance meaningful coordination with global partners and move forward to establish a Global Alzheimer's Action Plan to respond to the global scope of the problem.
  35. We recommend that the Administration designate specific Offices and officials within the White House and the Office of the Secretary of HHS with responsibility and accountability for effective implementation of, and timely, transparent reporting on all aspects of the implementation of the National Plan, including responsibility for issuing statutorily required reports to Congress on behalf of the Secretary, reports to the Advisory Council, and other reports as warranted.


Also Available:

2013 Recommendations of the Public Members of the Advisory Council on Alzheimer's Research, Care, and Services [Available February 22, 2013]
Full HTML Version   http://aspe.hhs.gov/daltcp/napa/2013AdvCounRec.shtml
Full PDF Version   http://aspe.hhs.gov/daltcp/napa/2013AdvCounRec.pdf (18 PDF pages)
Full PDF Appendix   http://aspe.hhs.gov/daltcp/napa/2013AdvCounRec-A.pdf (3 PDF pages)
2012 Recommendations of the Public Members of the Advisory Council on Alzheimer's Research, Care, and Services [Available May 15, 2012]
Full HTML Version   http://aspe.hhs.gov/daltcp/napa/AdvCounRec.shtml
Full PDF Version   http://aspe.hhs.gov/daltcp/napa/AdvCounRec.pdf (12 PDF pages)


Where to?

Top of Page

NAPA Home Page

Home Pages:
Office of Disability, Aging and Long-Term Care Policy (DALTCP)
Assistant Secretary for Planning and Evaluation (ASPE)
U.S. Department of Health and Human Services (HHS)

Last updated: 05/14/2012