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Assistant Secretary for Planning & Evaluation


HUMAN SERVICES POLICY


Interim Status Report on
Research on the Outcomes of Welfare Reform:

Update on Projects Funded
by the $5 Million FY 1998 Appropriation
to Study Welfare Outcomes/Leavers

Report’s Main Page | Introduction & Overview | 1999 Projects | This Chapter | Appendix A | Appendix B ]

Table of Contents:


National Panel of Experts on Data Required to Evaluate Welfare Reform

As part of its overall research strategy for studying welfare outcomes, ASPE is currently conducting a Panel Study with the National Academy of Sciences (NAS) to evaluate the design of current, proposed and future studies of the effects of the Personal Responsibility and Work Opportunity Reconciliation Act (PRWORA) of 1996.  Through a combination of workshops, quarterly panel meetings, and written reports, the NAS­appointed panel of experts continues to:

  1. Review our existing research efforts on the effects of welfare reform;
  2. Examine the appropriate data sources, research designs and statistical methods for analyzing welfare reform outcomes; and
  3. Identify research gaps and data needs for the continued study of welfare reform.

To gain further insight on the Department’s welfare outcomes research plan, ASPE will continue to fund the National Academy of Sciences Expert Panel in 1999.

Estimated Completion Date:  Interim report Summer 1999; project completed March 2001.

Grants to States and Counties to Determine the Status of TANF Recipients After They Leave the TANF Caseload, Eligible Families who are Diverted Before Being Enrolled, or Eligible Families Who Fail to Enroll

ASPE awarded approximately $2.9 million in grants in September 1998 to study the outcomes of welfare reform on individuals and families who leave the TANF program, who apply for cash welfare but are never enrolled because of non­financial eligibility requirements or diversion programs, and/or who appear to be eligible but are not enrolled.  The grants were awarded to 10 states and 3 large counties or consortia of counties under a competitive announcement published in the Federal Register in May 1998.  In addition, a grant was made to South Carolina, under a different grant announcement, to conduct a similar study of families leaving TANF.  Funding for these projects was supplemented with interagency transfers from the Departments of Agriculture and Labor, and the DHHS Administration for Children and Families.

The major purpose of the grants is to enable grantees to track and monitor how individuals and their families do in the first year after they leave welfare and to provide a foundation for longer follow up.  Grantees are using administrative data, survey data, or a combination of both types of data to address a number of important research questions, grouped into eight general research topic areas:  employment and earnings, other income supports, health insurance, child care, child well­being, case closures and recidivism, barriers to self­sufficiency, insecurity/deprivation, and other topics.  Interim reports have been released by four of the grantees; others are expected within the next few months.  Final reports are due at the end of the project period, which varies from 12 to 17 months for most grantees.  Three grantees proposed a two­year project period, with second­year funding subject to grantee performance and availability of funds.

Brief descriptions of each project, including estimated completion dates, are included in Appendix A.

Creating a Database for Research from Closed and Diverted Cases

ASPE funded a grant to South Carolina(1) to allow the State to contract for a continuation and expansion of the follow-up study of families leaving TANF.  The information resulting from their expanded data collection effort will be linked to their existing administrative data archive to create a rich database for research on closed or diverted cases.  This project is described in Appendix A and is counted as the 14th state grant to study the outcomes of welfare reform on individuals and families who leave the TANF program, who apply for cash welfare but are never enrolled because of non­financial eligibility requirements or diversion programs, and/or who appear to be eligible but are not enrolled.

Estimated Completion Date:  April 2003

State Indicators of Children’s Health and Well­Being

Grants were awarded to 13 states in September 1998 for developing and monitoring indicators of children’s health and well­being.  The overall aims of this project are:  (1) to promote state efforts to develop and monitor indicators of the health and well­being of children as welfare reform and other policy changes occur; and (2) to help to institutionalize the use of indicator data in state and local policy work.  In relation to welfare monitoring, the purpose is to help states focus on areas where children’s well­being may be affected — positively or negatively — by welfare policies.  States are encouraged to work on indicator strategies for monitoring the health and well­being of children whose families leave the welfare rolls.

Each state was required to form a partnership of state government agencies with responsibilities for addressing children’s issues.  At a minimum, the partnerships were to include the state welfare agency and state agencies and councils with lead responsibilities for children’s programs.  Technical assistance has been provided for states to work with one another, research and policy experts, and federal staff.  The Department’s Administration for Children and Families also provided funding for this project.  Short descriptions of each state’s project can be found in Appendix B.  States which received awards in FY 1998 will be eligible to apply for continuation funding in FY 1999, based on their advancements in indicator work during the first year and their identified goals, objectives and strategies for advancing their work during the second year.

Estimated Completion Date:  The two­year project period ends in September 2000, although it is anticipated that the states will continue their indicator efforts beyond that time.  Quarterly progress and annual summary reports will be submitted throughout the project period.

Technical Assistance for State Indicators of Children’s Heath and Well­Being

The Chapin Hall Center for Children at the University of Chicago was awarded funding in September 1998 to coordinate technical assistance for the state children’s indicators grantees.  Chapin Hall is being funded to convene grantee meetings, to promote the exchange of ideas and knowledge among states, and to organize and coordinate technical assistance from a network of experts from a variety of organizations.  Assistance is being provided on issues in conceptualizing and measuring children’s indicators and institutionalizing the use of indicators in policy processes. 

Estimated Completion Date:  September 2000

Evaluating the Feasibility of Using Food Stamp Administrative Data to Track Welfare Leavers

Mathematica Policy Research is continuing to explore various ways in which Food Stamp Program administrative data can be used to look at welfare leavers and nonparticipants.  This could include various analyses depending on their feasibility, such as an assessment of whether TANF leavers and nonparticipants in the 1998 grantee states and counties are representative of leavers and nonparticipants in the rest of the country.  Another example of potential analysis under this study is a simulation of changes in TANF participation rates among those who are income eligible and on Food Stamps both before and after welfare reform, looking at the characteristics of the caseload, program parameters, and economic conditions.

Estimated Completion Date:  Fall 1999

Evaluation of New Jersey Substance Abuse Research Demonstration

This evaluation will provide important information about the effectiveness of a type of intervention several states are experimenting with to move substance abusing welfare clients toward self­sufficiency.  The intervention New Jersey is implementing includes screening of welfare recipients for substance abuse problems, treatment referral mechanisms with enhanced case management, and substance abuse treatment coordinated with employment and training or vocational services.  The evaluation will, using a random assignment model, compare two models for providing such services, looking at outcomes in several domains including employment and family self­sufficiency, substance use and associated behaviors, child development and family functioning, and child welfare involvement.  The intervention being evaluated is intended to improve the post­welfare prospects of TANF recipients with substance abuse problems.  The evaluation is being conducted in two New Jersey counties (Essex and Atlantic).

The grantee, the Mount Sinai School of Medicine in New York City, will produce three products resulting from the evaluation which are intended for use by the Administration for Children and Families (ACF) and the state to disseminate information about the project.  These include:  (1) a descriptive profile of the population served by New Jersey’s welfare­to­work program, including how many have substance use disorders as well as other barriers to self­sufficiency; (2) an implementation report describing the difficulties encountered and lessons learned about implementing these services, as well as issues to be considered in establishing substance abuse interventions in welfare contexts; and (3) an outcomes report describing outcomes for participants and controls 12 months post­treatment.  ASPE and ACF have provided support for this project.  Other aspects of the evaluation are being funded by the Annie E. Casey Foundation and the Department’s National Institute on Drug Abuse.

Estimated Completion Date:  Random assignment of clients to the intervention models is to begin April 1999.  An outcomes report is expected in 2001.

Welfare Reform and Its Implications for Persons with Disabilities

This project is a supplement to an ongoing four­year study of the implications of welfare reform for low­income families living in Boston, Chicago, and San Antonio.  Funds are being used to explore how welfare reform is affecting the lives of a particularly vulnerable subset of the welfare population  — adults and children with disabilities.  This will be accomplished by conducting longitudinal case studies of families with members with disabilities receiving TANF and through a broader survey effort.  The purpose of the data collection efforts is to better understand how recent work participation requirements and time limits under welfare reform are affecting service utilization, family member’s health and development, support networks, parenting, and child care arrangements.

This project is part of a broader study being undertaken by researchers at Johns Hopkins University, Pennsylvania State University, Harvard University, University of Chicago, University of Texas­Austin, and the University of North Carolina­Chapel Hill.  It has been jointly funded by ASPE, ACF, and the Administration on Developmental Disabilities (ADD).  The Department’s National Institute of Child Health and Human Development (NICHD) is the primary funder of the broader study, along with several private foundations.

Estimated Completion Date:  A first year report on the ethnographic case studies is due in December 1999; results from the longitudinal survey will be available pending the completion of data collection and analysis.

Understanding the Impact of TANF and Other Laws on Immigrant Families

ASPE, ACF, the Department’s Health Care Financing Administration, the Department of Agriculture and the Department of Justice Immigration and Naturalization Service are providing support to deepen our understanding of the impact of recent changes in Federal laws on immigrant families and children by conducting a large­scale study of immigrants and their communities in Los Angeles and New York City, through a grant to the Urban Institute.  Field work begin in the spring of 1999.  Preliminary analyses of Los Angeles County administrative data and the Census Bureau’s Current Population Survey show that the participation rate of immigrants in a wide array of benefit programs has declined more precipitously than the rate of citizens, even prior to implementation of new immigrant eligibility restrictions.  Obtaining primary data on immigrant families in Los Angeles and New York City should begin to help us better understand the causes of these declines.  Funds were also used to support updating the TRIM modeling program(2) to include parameters about immigrants, and as a subset, refugees and non­refugees using 1995 data as a baseline.  The updated model has already been used to estimate the rate of participation in the Medicaid program by immigrants.

Estimated Completion Date:  Fall of 2000.

Disaggregating the TANF Child­Only Caseload in Three States

Nearly a quarter of all TANF cases are “child­only” assistance units in which there is no adult recipient, compared to a decade ago when only 12 percent of cases were of this type.  Child­only cases include households in which the child(ren) is living with adults who are not their parents, as well as cases where the parents are in the household but ineligible for benefits.  Today, there are wide variations among the states with regard to child­only cases:  they make up approximately 40% of Alabama’s caseload but only 8 percent of Maine’s caseload.  Currently there is only a limited understanding of the causes of the growth in child­only cases, the dynamics of these cases and how they differ from cases with adult recipients, and how the characteristics of families differ.  It is expected that such cases are likely to remain TANF recipients for longer periods of time than other cases.  The interactions between state policies and the formation of child­only cases will be among the issues examined, as will exit issues, such as when do such cases exit the TANF rolls and why, and how do exits of child­only cases compare to exits for other cases.

This study, conducted by the Lewin Group under contract to ASPE, is using administrative data, case file reviews, and interviews with case workers and policy staff in three states (California, Florida, and Missouri) to examine policy and programmatic issues regarding child­only cases.  The study is designed to obtain more detailed information about the make-up and trends in the child­only population in these states.  The study will concentrate on Alameda County in California and Kansas City in Missouri; the focus in Florida remains to be determined.

Estimated Completion Date:  Site visits will be conducted during the summer of 1999 and a report is expected by the end of 1999.

Archiving of AFDC Data

This project is organizing into a data archive the Characteristics Surveys of AFDC Recipients (that were carried out every two years from 1967 through 1979) and the annual AFDC Quality Control administrative data (collected from 1982 through 1996).  These data will allow comparisons between the TANF program and its predecessor AFDC program to see what changes have occurred.  The Urban Institute will make these data files consistent, as well as clean up, document, and publish these data on the Internet for use by researchers wishing to compare the new world of welfare reform with the old world of AFDC, among other uses.

Estimated Completion Date:  October 1999

Footnotes

1.  The Administration for Children and Families is funding two separate implementation studies in South Carolina — one on substance abuse and the other on re-location of families from economically depressed areas in the state.

2.  TRIM is a computer model used to simulate welfare caseload changes resulting from changes in various policy variables.


Where to?

Report’s Main Page | Introduction & Overview | 1999 Projects | This Chapter | Appendix A | Appendix B ]

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