2002 Indicators of Welfare Dependence

Chapter II:
Indicators of Dependence

Main Page of Report | Contents of Report

Contents

  1. Degree of Dependence
  2. Receipt of Means-Tested Assistance and Labor Force Attachment
  3. Rates of Receipt of Means-Tested Assistance
  4. Rates of Participation in Means-Tested Assistance Programs
  5. Multiple Program Receipt
  6. Dependence Transitions
  7. Dependence Spell Duration
  8. Program Spell Duration
  9. Long-Term Dependence
  10. Long-Term Receipt
  11. Events Associated with the Beginning and Ending of Program Spells

Following the format of the previous annual reports to Congress, Chapter II presents summary data related to indicators of dependence. These indicators differ from other welfare statistics because of their emphasis on welfare dependence, rather than simple welfare receipt. As discussed in Chapter I, the Advisory Board on Welfare Indicators suggested measuring dependence as the proportion of families with more than 50 percent of their total income in a one-year period coming from AFDC (now TANF), food stamps and/or SSI. Furthermore, this welfare income was not to be associated with work activities.

The indicators in Chapter II were selected to provide information about dependence, following, to the extent feasible, the definition of dependence proposed by the Advisory Board. Existing data from administrative records and national surveys, however, do not generally distinguish welfare benefits received in conjunction with work from benefits received without work. Thus, it was not possible to construct one single indicator of dependence; that is, one indicator that measures both percentage of income from means-tested assistance and presence of work activities.

Instead, this chapter includes some indicators that focus on the percentage of recipients’ income from means-tested assistance, while other indicators focus on presence of work activities at the same time as welfare receipt. Still other indicators present summary data and characteristics on all recipients, not limited to those with more than 50 percent of total income from welfare programs or those without work activities.

Overall, the indicators of dependency were selected to reflect both the range and depth of dependence. This chapter focuses on recipients of three major means-tested cash and nutritional assistance programs: cash assistance through the Aid to Families with Dependent Children (AFDC) and the Temporary Assistance for Needy Families (TANF) programs, Supplemental Security Income (SSI) for elderly and disabled recipients, and the Food Stamp Program.

Here is a brief summary of each of the eleven indicators:

Indicator 1: Degree of Dependence. This indicator focuses most closely on those individuals who meet the Advisory Board’s proposed definition of “dependence.” In addition to examining individuals with more than 50 percent of their annual family income from AFDC/TANF, food stamps and/or SSI, it shows various levels of dependence by examining those with more than 0 percent, 25 percent, and 75 percent of their income from these sources (Indicators 1a and 1b). This indicator also shows the average percentage of income from means-tested assistance and earnings received by families with various levels of income relative to the poverty level (Indicators 1c and 1d).

Indicator 2: Receipt of Means-Tested Assistance and Labor Force Attachment. This indicator looks further at the relationship between receipt of means-tested assistance and participation in the labor force. This is an important issue because of the significant number of low-income individuals who use a combination of means-tested assistance and earnings from the labor force to get by each month.

Indicator 3: Rates of Receipt of Means-Tested Assistance. This indicator paints yet another picture of dependence by measuring recipiency rates, that is, the percentage of the population that receives AFDC/TANF, food stamps, or SSI in an average month. Program administrative data make these figures readily available over time, allowing a better sense of historical trends than is available from the more specialized indicators of dependence.

Indicator 4: Rates of Participation in Means-Tested Assistance Programs. While means-tested public assistance programs are open to all that meet their requirements, not all eligible households participate in the programs. This indicator uses administrative data and microsimulation models to reflect “take up rates” — the number of families that actually participate in the programs as a percentage of those who are legally eligible.

Indicator 5: Multiple Program Receipt. Depending on their circumstances, individuals may choose a variety of different means-tested assistance “packages.” This indicator looks at the percentage of individuals receiving AFDC/TANF, food stamps, and SSI in a month, examining how many rely on just one of these programs, and how many rely on a combination of two programs.

Indicator 6: Dependence Transitions. This indicator uses data from the Survey of Income and Program Participation (SIPP) to look at the ability of individuals who are dependent on welfare in one year to make the transition out of dependence in the following year.

Indicator 7: Dependence Spell Duration. Like Indicator 6, this indicator is concerned with dynamics of welfare receipt and welfare dependence. It shows the proportion of individuals with short, medium, and long spells, or episodes, of AFDC receipt. The focus is on individuals in AFDC families with no labor force participants.

Indicator 8: Program Spell Duration. One critical aspect of dependence is how long individuals receive means-tested assistance. Like Indicator 7, this indicator provides information on short, medium, and long spells of welfare receipt. It differs from Indicator 7 in looking at all recipients, regardless of attachment to the labor force, and in analyzing recipients of each of the three major means-tested programs — AFDC, food stamps, and SSI.

Indicator 9: Long-Term Dependency. This indicator uses data from the Panel Study of Income Dynamics (PSID) to examine dependency over three separate ten-year time periods. It measures dependency as individuals with more than 50 percent of their income from AFDC and food stamps, not counting SSI.

Indicator 10: Long-Term Receipt. Many individuals who leave welfare programs cycle back on after an absence of several months. Thus it is important to look beyond individual program spells, measured in Indicator 8, to examine the cumulative amount of time individuals receive assistance over a period of several years. The issue of long-term receipt is particularly important in light of time limits that have been enacted under state TANF programs.

Indicator 11: Events Associated with the Beginning and Ending of Program Spells. To gain a better understanding of welfare dynamics, it is important to go beyond measures of spell duration and examine information regarding the major events in people’s lives that are correlated with the beginnings or endings of program spells. This measure focuses on receipt of AFDC.

INDICATOR 1. DEGREE OF DEPENDENCE

Figure IND 1a.
Percentage of Total Income from Means-Tested Assistance Programs: 1999

Figure IND 1a. Percentage of Total Income from Means-Tested Assistance Programs: 1999.

Source:  March CPS data, analyzed using the TRIM3 microsimulation model.

Table IND 1a.
Percentage of Total Annual Family Income from Means-Tested Assistance Programs, by Race/Ethnicity and Age: 1999
  0% >0% and <= 25% >25% and <= 50% >50% and <= 75% >75% and <= 100% Total > 50%
All Persons 86.7 7.7 2.3 1.1 2.2 3.3

Non-Hispanic White

91.7 5.3 1.2 0.7 1.2 1.8

Non-Hispanic Black

70.2 14.5 6.2 3.0 6.1 9.1

Hispanic

76.6 13.5 4.5 1.9 3.5 5.4

Children Ages 0-5

78.5 11.3 4.0 2.3 3.9 6.2

Children Ages 6-10

80.2 9.9 3.8 2.5 3.6 6.1

Children Ages 11-15

82.7 9.3 3.6 1.8 2.7 4.4

Women Ages 16-64

86.5 7.9 2.2 1.2 2.3 3.5

Men Ages 16-64

90.4 6.4 1.4 0.6 1.4 1.9

Adults Age 65 and over

90.0 6.2 1.9 0.6 1.4 2.0
Note:  Means-tested assistance includes AFDC/TANF, SSI, and food stamps. Total >50% includes all persons with more than 50 percent of their total annual family income from these means-tested programs. Income includes cash income and the value of food stamps.

Source:  March CPS data, analyzed using the TRIM3 microsimulation model.

Table IND 1b.
Percentage of Total Income from Means-Tested Assistance Programs: 1993-1999
  0% >0% and <= 25% >25% and <= 50% >50% and <= 75% >75% and <= 100% Total > 50%
1993 83.4 7.8 3.0 1.8 4.1 5.9
1994 82.8 8.4 3.1 1.8 4.0 5.8
1995 83.2 8.5 3.1 1.8 3.5 5.3
1996 84.0 7.8 3.1 1.9 3.3 5.2
1997 85.3 7.7 2.5 1.5 3.1 4.5
1998 86.5 7.3 2.5 1.3 2.5 3.8
1999 86.7 7.7 2.3 1.1 2.2 3.3
Note:  Means-tested assistance includes AFDC/TANF, SSI, and food stamps. Total >50% includes all persons with more than 50 percent of their total annual family income from these means-tested programs. Income includes cash income and the value of food stamps.
Source:  March CPS data, analyzed using the TRIM3 microsimulation model.

Figure IND 1c.
Percentage of Total Income from Various Sources, by Poverty Status: 1999

Figure IND 1c. Percentage of Total Income from Various Sources, by Poverty Status: 1999.

Source:  March CPS data, analyzed using the TRIM3 microsimulation model.

Table IND 1c.
Percentage of Total Income from Various Sources, by Poverty Status, Race/Ethnicity, and Age: 1999
  < 50% poverty <100% of poverty <200% of poverty 200%+ of poverty

All Persons

       

TANF, SSI, and Food Stamps

53.1 29.8 9.7 0.2

Earnings

30.2 49.3 69.1 85.0

Other Income

16.6 20.8 21.2 14.7

Racial/Ethnic Categories

       

Non-Hispanic White

       

TANF, SSI, and Food Stamps

46.8 25.9 6.7 0.1

Earnings

30.0 45.9 65.4 84.2

Other Income

23.2 28.2 27.8 15.7

Non-Hispanic Black

       

TANF, SSI, and Food Stamps

62.0 41.1 16.7 0.5

Earnings

24.8 39.2 63.9 87.1

Other Income

13.2 19.8 19.4 12.4

Hispanic

       

TANF, SSI, and Food Stamps

49.7 25.2 9.9 0.6

Earnings

38.0 63.2 80.0 90.7

Other Income

12.3 11.6 10.1 8.7

Age Categories

       

Children Ages 0-5

       

TANF, SSI, and Food Stamps

61.1 33.5 11.8 0.3

Earnings

26.8 56.2 80.0 93.0

Other Income

12.2 10.3 8.2 6.8

Children Ages 6-10

       

TANF, SSI, and Food Stamps

60.0 33.9 11.4 0.2

Earnings

27.0 52.7 78.0 91.9

Other Income

13.0 13.3 10.7 8.0

Children Ages 11-15

       

TANF, SSI, and Food Stamps

56.6 31.7 10.8 0.2

Earnings

26.6 51.5 75.2 90.8

Other Income

16.8 16.8 13.9 9.0

Women Ages 16-64

       

TANF, SSI, and Food Stamps

49.8 31.6 10.7 0.2

Earnings

32.9 48.5 72.5 88.0

Other Income

17.3 19.9 16.9 11.8

Men Ages 16-64

       

TANF, SSI, and Food Stamps

40.4 23.7 7.6 0.2

Earnings

40.7 55.3 76.4 89.1

Other Income

19.0 21.0 16.1 10.7

Adults Age 65 and over

       

TANF, SSI, and Food Stamps

25.3 18.7 6.3 0.4

Earnings

2.6 4.9 10.5 34.1

Other Income

72.1 76.4 83.1 65.5
Note:  Total income is total annual family income, including the value of food stamps. Other income is non means-tested, non-earnings income such as child support, alimony, pensions, Social Security benefits, interest, and dividends. Poverty status categories are not mutually exclusive.
Source:  March CPS data, analyzed using the TRIM3 microsimulation model.

Table IND 1d. Percentage of Total Income from Various Sources: Selected Years
  < 50% poverty <100% of poverty <200% of poverty 200%+ of poverty
1995        
TANF, SSI, and Food Stamps 65.9 41.3 14.2 0.3
Earnings 22.5 40.4 64.8 85.4
Other Income 11.6 18.3 21.0 14.3
1998        
TANF, SSI, and Food Stamps 58.9 32.0 10.6 0.2
Earnings 27.0 47.9 67.8 85.3
Other Income 14.1 20.1 21.6 14.5
1999        
TANF, SSI, and Food Stamps 53.1 29.8 9.7 0.2
Earnings 30.2 49.3 69.1 85.0
Other Income 16.6 20.8 21.2 14.7
Note:  Total income is total annual family income, including the value of food stamps. Other income is non means-tested, non-earnings income such as child support, alimony, pensions, Social Security benefits, interest, and dividends. Poverty status categories are not mutually exclusive.
Source:  March CPS data, analyzed using the TRIM3 microsimulation model.

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INDICATOR 2. RECEIPT OF MEANS-TESTED ASSISTANCE AND LABOR FORCE ATTACHMENT

Figure IND 2.
Percentage of Recipients in Families with Labor Force Participants, by Program: 1999

Figure IND 2. Percentage of Recipients in Families with Labor Force Participants, by Program: 1999.

Source:  March CPS data, analyzed using the TRIM3 microsimulation model.

Table IND 2a.
Percentage of Recipients in Families with Labor Force Participants, by Program, Race/Ethnicity, and Age: 1999
  No one in LF At least one in LF,
No one FT
At least one FT worker

TANF

All Persons 40.8 24.1 35.1
Non-Hispanic White 36.7 26.1 37.2
Non-Hispanic Black 47.9 27.1 24.9
Hispanic 42.2 17.0 40.8

Children Ages 0-5

39.7 21.6 38.7
Children Ages 6-10 47.1 24.6 28.3
Children Ages 11-15 43.8 21.8 34.4
Women Ages 16-64 40.1 25.6 34.3
Men Ages 16-64 29.9 30.1 40.0
Adults Age 65 and over 33.6 2.7 63.7

SSI

All Persons 61.5 9.5 29.1
Non-Hispanic White 68.0 7.8 24.2
Non-Hispanic Black 61.9 12.2 25.9
Hispanic 47.6 10.5 41.9
Children Ages 0-5 26.4 15.9 57.7
Children Ages 6-10 36.2 20.0 43.8
Children Ages 11-15 31.2 18.8 50.1
Women Ages 16-64 68.7 9.4 21.9
Men Ages 16-64 64.7 8.7 26.6
Adults Age 65 and over 63.7 6.6 29.7

Food Stamps

All Persons 42.5 22.5 35.0
Non-Hispanic White 44.5 21.2 34.2
Non-Hispanic Black 43.0 25.2 31.8
Hispanic 39.0 18.8 42.3

Children Ages 0-5

34.9 22.8 42.3
Children Ages 6-10 36.0 25.2 38.8
Children Ages 11-15 36.6 23.1 40.4
Women Ages 16-64 42.6 24.4 33.0
Men Ages 16-64 40.8 22.8 36.4
Adults Age 65 and over 88.4 6.2 5.4
Note:  Recipients are limited to those individuals or family members directly receiving benefits in a month. Full-time workers are those who usually work 35 hours or more per week. Part-time labor force participation includes part-time workers and those who are unemployed, laid off, and/or looking for work. This indicator measures, on an average monthly basis, the combination of individual benefit receipt and labor force participation by any family member in the same month.

Source:  March CPS data, analyzed using the TRIM3 microsimulation model.

Table IND 2b.
Percentage of AFDC/TANF Recipients in Families with Labor Force Participants: 1993-1999
  No one in LF At least one in LF, No one FT At least one FT worker
1993 57.0 24.2 18.8
1994 54.8 24.8 20.4
1995 50.6 24.3 25.1
1996 50.1 25.6 24.3
1997 47.6 28.0 24.4
1998 44.3 25.8 29.9
1999 40.8 24.1 35.1
Note:  Recipients are limited to those individuals or family members directly receiving benefits in a month. Full-time workers are those who usually work 35 hours or more per week. Part-time labor force participation includes those who are unemployed, laid off, and/or looking for work. This indicator measures, on an average monthly basis, the combination of individual benefit receipt and labor force participation by any family member in the same month.

Source:  March CPS data, analyzed using the TRIM3 microsimulation model.

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INDICATOR 3. RATES OF RECEIPT OF MEANS-TESTED ASSISTANCE

Figure IND 3a.
Percentage of the Total Population Receiving AFDC/TANF, by Age: 1970-2000

Figure IND 3a. Percentage of the Total Population Receiving AFDC/TANF, by Age: 1970-2000.

Source:  U.S. Department of Health and Human Services, Administration for Children and Families, Office of Family Assistance, and U.S. Bureau of the Census, United States Census 2000, (Available online at http://www.census.gov).

Table IND 3a.
Number and Percentage of the Total Population Receiving AFDC/TANF, by Age: 1970-2000
  Total Recipients Adult Recipients Child Recipients
Fiscal Year Number
(thousands)

Percent

Number
(thousands)

Percent

Number
(thousands)

Percent

1970 7,188 3.5 1,863 1.4 5,325 7.6
1971 9,281 4.5 2,516 1.8 6,765 9.7
1972 10,345 4.9 2,848 2.0 7,497 10.8
1973 10,760 5.1 2,984 2.1 7,776 11.3
1974 10,591 5.0 2,935 2.0 7,656 11.3
1975 10,854 5.0 3,078 2.1 7,776 11.6
1976 11,171 5.1 3,271 2.2 7,900 11.9
1977 10,933 5.0 3,230 2.1 7,703 11.8
1978 10,485 4.7 3,128 2.0 7,357 11.4
1979 10,146 4.5 3,071 1.9 7,075 11.0
1980 10,422 4.6 3,226 2.0 7,196 11.3
1981 10,979 4.8 3,491 2.1 7,488 11.8
1982 10,233 4.4 3,395 2.0 6,838 10.9
1983 10,467 4.5 3,548 2.1 6,919 11.1
1984 10,677 4.5 3,652 2.1 7,025 11.2
1985 10,630 4.5 3,589 2.0 7,041 11.2
1986 10,810 4.5 3,637 2.1 7,173 11.4
1987 10,878 4.5 3,624 2.0 7,254 11.5
1988 10,734 4.4 3,536 2.0 7,198 11.4
1989 10,741 4.4 3,503 1.9 7,238 11.4
1990 11,263 4.5 3,643 2.0 7,620 11.9
1991 12,391 4.9 4,016 2.1 8,375 12.9
1992 13,423 5.3 4,336 2.3 9,087 13.7
1993 13,943 5.4 4,519 2.4 9,424 14.1
1994 14,033 5.4 4,554 2.4 9,479 14.0
1995 13,479 5.1 4,322 2.2 9,157 13.4
1996 12,477 4.7 3,921 2.0 8,556 12.4
1997 10,785 4.0 3,112 1.6 7,673 11.0
1998 8,660 3.2 2,581 1.3 6,078 8.7
1999 7,084 2.6 1,977 1.0 5,107 7.3
2000 5,891 2.1 1,559 0.7 4,331 6.0

Notes: See Appendix A, Tables TANF 2, TANF 12, and TANF 14, for more detailed data on recipiency rates, including recipiency rates by calendar year. Recipients are expressed as the fiscal year average of monthly caseloads from administrative data, excluding recipients in the territories. Child recipients include a small number of dependents ages 18 and older who are students. The average number of adult and child recipients in 1998 and 1999 is estimated using data from the Emergency TANF Data Report.

Source:  U.S. Department of Health and Human Services, Administration for Children and Families, Office of Family Assistance, and U.S. Bureau of the Census, United States Census 2000, (Available online at http://www.census.gov).

Figure IND 3b.
Percentage of the Total Population Receiving Food Stamps, by Age: 1975-2000

Figure IND 3b. Percentage of the Total Population Receiving Food Stamps, by Age: 1975-2000.

Source:  USDA, Food and Nutrition Service, Office of Analysis, Nutrition, and Evaluation, Characteristics of Food Stamp Households, Fiscal Year 2000, and earlier reports, and U.S. Bureau of the Census, United States Census 2000, (Available online at http://www.census.gov).

Table IND 3b.
Number and Percentage of the Total Population Receiving Food Stamps, by Age: 1975-2000
  Total Recipients Adult Recipients Age 60 and over Adult Recipients Ages 18-59 Child Recipients Ages 0-18
Fiscal Year Number
(thousands)
Percent Number
(thousands)
Percent Number
(thousands)
Percent Number
(thousands)
Percent
1975 17,217 8.0
1976 16,733 7.7 9,126 13.8
1977 15,579 7.1
1978 14,503 6.5
1979 15,976 7.1
1980 19,253 8.5 1,741 4.9 7,186 5.6 9,876 15.5
1981 20,654 9.0 1,845 5.0 7,811 6.0 9,803 15.5
1982 20,446 8.8 1,641 4.4 7,838 6.0 9,591 15.3
1983 21,667 9.3 1,654 4.4 8,960 6.7 10,910 17.4
1984 20,796 8.8 1,758 4.5 8,521 6.3 10,492 16.8
1985 19,847 8.3 1,783 4.5 8,258 6.1 9,906 15.8
1986 19,381 8.1 1,631 4.1 7,895 5.7 9,844 15.7
1987 19,072 7.9 1,589 3.9 7,684 5.5 9,771 15.5
1988 18,613 7.6 1,500 3.7 7,506 5.3 9,351 14.8
1989 18,778 7.6 1,582 3.8 7,560 5.3 9,429 14.9
1990 20,038 8.0 1,511 3.6 8,084 5.6 10,127 15.8
1991 22,599 9.0 1,593 3.8 9,190 6.4 11,952 18.4
1992 25,369 9.9 1,687 3.9 10,550 7.2 13,349 20.2
1993 26,952 10.5 1,876 4.4 11,214 7.6 14,196 21.2
1994 27,434 10.6 1,952 4.5 11,539 7.7 14,391 21.2
1995 26,579 10.1 1,896 4.3 10,962 7.3 13,860 20.2
1996 25,494 9.6 1,892 4.3 10,766 7.1 13,189 19.1
1997 22,820 8.5 1,834 4.1 9,385 6.1 11,847 17.0
1998 19,746 7.3 1,637 3.7 7,772 5.0 10,524 15.1
1999 18,146 6.7 1,699 3.8 7,090 4.5 9,354 13.3
2000 17,120 6.2 1,702 3.7 6,623 4.2 8,765 12.4
Note:  See Appendix A, Tables FSP 1 and FSP 6 for more detailed data on recipiency rates. Recipients are expressed as the fiscal year average of monthly caseloads from administrative data, excluding recipients in the territories.
Source:  USDA, Food and Nutrition Service, Office of Analysis, Nutrition, and Evaluation, Characteristics of Food Stamp Households, Fiscal Year 2000, and earlier reports, and U.S. Bureau of the Census, United States Census 2000, (Available online at http://www.census.gov).

Figure IND 3c.
Percentage of the Total Population Receiving SSI, by Age: 1975-2000

Figure IND 3c. Percentage of the Total Population Receiving SSI, by Age: 1975-2000.

Source:  Social Security Administration, Office of Research, Evaluation, and Statistics, Social Security Bulletin · Annual Statistical Supplement · 2001 (Data available online at http://www.ssa.gov/statistics), and U.S. Bureau of the Census, United States Census 2000, (Available online at http://www.census.gov).

Table IND 3c.
Number and Percentage of the Total Population Receiving SSI, by Age: 1975-2000
  Total Recipients Adult Recipients Age 65 & over Adult Recipients Ages 18-64 Child Recipients Ages 0-18
Date Number
(thousands)
Percent Number
(thousands)
Percent Number
(thousands)
Percent Number
(thousands)
Percent
Dec 1975 4,314 2.0 2,508 10.9 1,699 1.3 107 0.2
Dec 1976 4,236 1.9 2,397 10.2 1,714 1.3 125 0.2
Dec 1977 4,238 1.9 2,353 9.7 1,738 1.3 147 0.2
Dec 1978 4,217 1.9 2,304 9.3 1,747 1.3 166 0.3
Dec 1979 4,150 1.8 2,246 8.8 1,727 1.3 177 0.3
Dec 1980 4,142 1.8 2,221 8.6 1,731 1.2 190 0.3
Dec 1981 4,019 1.7 2,121 8.0 1,703 1.2 195 0.3
Dec 1982 3,858 1.7 2,011 7.4 1,655 1.2 192 0.3
Dec 1983 3,901 1.7 2,003 7.3 1,700 1.2 198 0.3
Dec 1984 4,029 1.7 2,037 7.2 1,780 1.2 212 0.3
Dec 1985 4,138 1.7 2,031 7.1 1,879 1.3 227 0.4
Dec 1986 4,269 1.8 2,018 6.9 2,010 1.3 241 0.4
Dec 1987 4,385 1.8 2,015 6.7 2,119 1.4 251 0.4
Dec 1988 4,464 1.8 2,006 6.6 2,203 1.5 255 0.4
Dec 1989 4,593 1.9 2,026 6.5 2,302 1.5 265 0.4
Dec 1990 4,817 1.9 2,059 6.5 2,450 1.6 309 0.5
Dec 1991 5,118 2.0 2,080 6.5 2,642 1.7 397 0.6
Dec 1992 5,566 2.2 2,100 6.5 2,910 1.9 556 0.8
Dec 1993 5,984 2.3 2,113 6.4 3,148 2.0 723 1.1
Dec 1994 6,296 2.4 2,119 6.3 3,335 2.1 841 1.2
Dec 1995 6,514 2.5 2,115 6.3 3,482 2.2 917 1.3
Dec 1996 6,630 2.5 2,110 6.2 3,568 2.2 955 1.4
Dec 1997 6,495 2.4 2,054 6.0 3,562 2.2 880 1.3
Dec 1998 6,566 2.4 2,033 5.9 3,646 2.2 887 1.3
Dec 1999 6,557 2.4 2,019 5.8 3,691 2.2 847 1.2
Dec 2000 6,602 2.3 2,011 5.7 3,744 2.1 847 1.2
Note:  December population figures used as the denominators are obtained by averaging the Census Bureau's July 1 population estimates for the current and the following year (the December population estimates for the year 2000 are extrapolations of April 1, 2000 population figures). See Appendix A, Tables SSI 2, SSI 8, and SSI 9 for more detailed data on SSI recipiency rates. In this report the categories of children under 18 and adults 18-64 differ from those in previous editions where the category of children included a small number of dependents 18 and older who were students.
Source:  Social Security Administration, Office of Research, Evaluation, and Statistics, Social Security Bulletin · Annual Statistical Supplement · 2001 (Data available online at http://www.ssa.gov/statistics), and U.S. Bureau of the Census, United States Census 2000, (Available online at http://www.census.gov).

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INDICATOR 4. RATES OF PARTICIPATION IN MEANS-TESTED ASSISTANCE PROGRAMS

Figure IND 4.
Participation Rates in the AFDC/TANF, Food Stamp and SSI Programs: Selected Years

Figure IND 4. Participation Rates in the AFDC/TANF, Food Stamp and SSI Programs: Selected Years.

Source:  AFDC and SSI participation rates are tabulated using TRIM3 microsimulation model, while food stamp participation rates are from a Mathematica Policy Research, Inc. model. See Tables IND 4a, IND 4b, and IND 4c for details.

Table IND 4a.
Number and Percentage of Eligible Families Participating in AFDC/TANF: Selected Years
  Eligible Families
(in millions)
Participating Families
(in millions)
Participation Rate
(percent)
1981 4.8 3.8 80.2
1983 4.7 3.7 77.7
1985 4.7 3.7 79.3
1987 4.9 3.8 76.7
1988 4.8 3.7 78.4
1989 4.5 3.8 83.6
1990 4.9 4.1 82.2
1992 5.6 4.8 85.7
1993 6.1 5.0 81.7
1994 6.1 5.0 82.6
1994 (revised) 6.1 5.0 82.1
1995 5.7 4.8 84.3
1996 5.6 4.4 78.9
1997 5.5 3.7 67.5
1997 (adjusted) 5.4 3.7 69.2
1998 5.5 3.1 55.8
1999 4.9 2.6 52.3
Notes: Participation rates are estimated by an Urban Institute model (TRIM3) which uses CPS data to simulate AFDC/TANF eligibility and participation for an average month, by calendar year. There have been small changes in estimating methodology over time, due to model improvements and revisions to the CPS. Most notably, since 1994, the model has been revised to more accurately estimate SSI participation among children, and since 1997 the model was adjusted to more accurately exclude ineligible immigrants. The numbers of eligible and participating families shown above include the territories and pregnant women without children, even though these two small groups are excluded from the TRIM model. The numbers shown here implicitly assume that participation rates for the territories and for pregnant women with no other children are the same as for all other eligibles.

Source:  DHHS, Administration for Children and Families caseload tabulations, and unpublished data from the TRIM3 microsimulation model.

Table IND 4b.
Number and Percentage of Eligible Households Participating in the Food Stamp Program: Selected Years
  Eligible Households
(in millions)
Participating Households
(in millions)
Participation Rate
(percent)
September 76 16.3 5.3 33
February 78 14.0 5.3 38
August 80 14.0 7.4 52
August 82 14.5 7.5 51
August 84 14.2 7.3 52
August 86 15.3 7.1 47
August 88 14.9 7.0 47
August 90 14.5 8.0 55
August 91 15.6 9.2 59
August 92 16.7 10.2 62
August 93 17.0 10.9 64
August 94 (o) 17.0 11.0 65
September 94 (r) 15.5 10.7 69
September 95 15.1 10.4 69
September 96 15.5 9.9 64
September 97 14.8 8.4 57
September 98 14.2 7.6 54
September 99 13.9 7.3 52
Note:  Eligible households estimated from a Mathematica Policy Research, Inc. model that uses CPS data to simulate the Food Stamp Program. Caseload data are from USDA, FNS program operations caseload data. There have been small changes in estimating methodology over time, due to model improvements and revisions to the CPS. Most notably, the model was revised in 1994 to produce more accurate (and lower) estimates of eligible households. The original 1994 estimate and estimates for previous years show higher estimates of eligibles and lower participation rates relative to the revised estimate for 1994 and estimates for subsequent years.

Source:  U.S. Department of Agriculture, Food and Nutrition Service, Trends in Food Stamp Program Participation Rates: 1994 to 1999.

Table IND 4c.
Percentage of Eligible Adult Units Participating in the SSI Program, by Type: 1993-1999
  All Adult Units One-Person Units Married-Couple Units
Aged Disabled
1993 62.0 57.0 71.0 37.0
1994 65.0 58.4 73.0 43.9
1995 69.1 64.9 74.0 52.2
1996 66.6 60.4 73.5 46.7
1997 71.1 62.7 79.4 49.1
1998 70.7 63.6 77.9 48.1
1999 74.3 65.8 83.3 47.8
Notes: Participation rates estimated using the TRIM3 microsimulation model, which uses CPS data to simulate SSI eligibility for an average month, by calendar year. There have been small changes in estimating methodology over time, due to model improvements and revisions to the CPS. In particular, the model was revised in 1997 to more accurately exclude ineligible immigrants. Thus the increased participation rate in 1997 is partly due to a revision in estimating methodology. Also note that the figure for married-couple units is based on very small sample sizes — married couple units were only about 7.5 percent of the eligible adults units and 5.1 percent of the units receiving SSI in the average month of 1998.

Source:  Unpublished data from the TRIM3 microsimulation model.

INDICATOR 5. MULTIPLE PROGRAM RECEIPT

Figure IND 5.
Percentage of Population Receiving Assistance from Multiple Programs (TANF, Food Stamps, & SSI), Among Those Receiving Assistance: 1999

Figure IND 5. Percentage of Population Receiving Assistance from Multiple Programs (TANF, Food Stamps, & SSI), Among Those Receiving Assistance: 1999.

Source:  March CPS data, analyzed using the TRIM3 microsimulation model.

Table IND 5a.
Percentage of Population Receiving Assistance from Multiple Programs (TANF, Food Stamps, SSI), by Race/Ethnicity and Age: 1999
 

Any Receipt

One Program Only

Two Programs
TANF FS SSI

TANF & FS

FS & SSI
All Persons 8.5 0.4 3.8 1.3 2.0 1.0
Racial/Ethnic Categories
Non-Hispanic White 5.2 0.2 2.3 0.9 1.1 0.7
Non-Hispanic Black 21.2 0.4 10.8 2.3 5.0 2.6
Hispanic 13.8 1.4 5.7 2.0 3.6 1.1
Age Categories
Children Ages 0-5 16.0 1.1 7.4 0.6 6.2 0.6
Children Ages 6-10 14.7 0.8 8.0 0.6 4.7 0.6
Children Ages 11-15 12.4 0.7 6.5 0.7 4.0 0.5
 
Women Ages 16-64 8.0 0.3 3.6 1.1 1.9 1.0
Men Ages 16-64 4.8 0.2 2.3 1.1 0.5 0.7
Adults Age 65 and over 7.6 0.0 1.9 3.5 0.0 2.2
See below for notes and source.

Table IND 5b.
Percentage of Population Receiving Assistance from Multiple Programs (AFDC/TANF, Food Stamps, SSI): 1993-1999
  Any Receipt One Program Only Two Programs
AFDC/ TANF FS SSI AFDC/TANF & FS FS & SSI
1993 12.6 0.6 5.2 1.1 4.8 1.0
1994 12.8 0.5 5.3 1.2 4.6 1.1
1995 12.3 0.4 5.0 1.2 4.5 1.1
1996 12.0 0.3 5.3 1.2 4.0 1.1
1997 10.2 0.4 4.3 1.3 3.1 1.0
1998 9.0 0.4 3.9 1.4 2.4 0.9
1999 8.5 0.4 3.8 1.3 2.0 1.0
Note:  Categories are mutually exclusive. SSI receipt based on individual receipt; AFDC/TANF and food stamp receipt based on full recipient unit. By definition, individuals may not receive both AFDC/TANF and SSI; hence, no individual receives benefits from all three programs. The percentage of individuals receiving assistance from any one program in an average month (shown here) is lower than the percentage residing in families receiving assistance over the course of a year (shown in Table SUM 1 in Chapter I and Table IND 1a in Chapter II).
Source:  March CPS data, analyzed using the TRIM3 microsimulation model.

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INDICATOR 6. DEPENDENCE TRANSITIONS

Figure IND 6.
Dependency Status in 1995 of Persons Who Received More than 50 Percent of Income from Means-Tested Assistance in 1994, by Race/Ethnicity

Figure IND 6. Dependency Status in 1995 of Persons Who Received More than 50 Percent of Income from Means-Tested Assistance in 1994, by Race/Ethnicity.

Source:  Unpublished data from the SIPP, 1993 panel.

Table IND 6.
Dependency Status in 1995 of Persons Who Received More than 50 Percent of Income from Means-Tested Assistance in 1994, by Race/Ethnicity and Age
 Individuals Receiving more than 50% of Income from Assistance in 1994  Total (000's) Percentage of Persons Receiving
No Aid in 1995 Up to 50% in 1995 Over 50% in 1995
All Persons 13,986 2.7 18.8 78.5
Racial/Ethnic Categories
Non-Hispanic White 4,804 3.1 26.2 70.7
Non-Hispanic Black 4,710 2.3 19.2 78.5
Hispanic 3,418 2.9 11.6 85.5
Age Categories
Children Ages 0-5 3,185 2.0 18.6 79.4
Children Ages 6-10 2,102 0.6 17.8 81.6
Children Ages 11-15 1,724 1.6 19.5 78.9
 
Men Ages 16-64 1,866 2.5 18.7 72.6
Women Ages 16-64 4,472 7.1 20.4 78.8
Adults Age 65 and over 636 4.6 17.9 77.5
Note:  Means-tested assistance is defined as AFDC, food stamps, and SSI. While only affecting a small number of cases, general assistance income is included within AFDC income. Individuals are defined as dependent if they reside in families with more than 50 percent of total annual family income from these means-tested programs. Because full calendar year data for 1995 were not available for all SIPP respondents, some transitions were based on twelve-month periods that did not correspond exactly to calendar years.
Source:  Unpublished data from the SIPP, 1993 panel.

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INDICATOR 7. DEPENDENCE SPELL DURATION

Figure IND 7.
Percentage of AFDC Spells of Individuals in Families with No Labor Force Participants for Individuals Entering Programs During the 1993 SIPP Panel, by Length of Spell

Figure IND 7. Percentage of AFDC Spells of Individuals in Families with No Labor Force Participants for Individuals Entering Programs During the 1993 SIPP Panel, by Length of Spell.

Source:  Unpublished data from the SIPP, 1993 panel.

Table IND 7.
Percentage of AFDC Spells of Individuals in Families with No Labor Force Participants for Individuals Entering Programs During the 1993 SIPP Panel, by Length of Spell, Race/Ethnicity, and Age
  Spells <=4 months Spells <=12 months Spells <=20 months Spells >20 months
All Persons 27.2 43.4 50.3 49.7
Racial/Ethnic Categories
Non-Hispanic White 30.2 40.7 43.0 57.0
Non-Hispanic Black 17.4 45.6 N/A N/A
Hispanic 33.2 N/A N/A N/A
Age Categories
Children Ages 0-15 24.7 41.9 49.1 50.9
Adults Ages 16-64 30.6 45.8 51.9 48.1
Note:  Spell length categories are not mutually exclusive. Spells separated by only 1 month are not considered separate spells. Due to the length of the observation period, actual spell lengths for spells that lasted more than 20 months cannot be observed. AFDC spells are defined as those spells starting during the 1993 SIPP panel for individuals in families with no labor force participants. For certain racial/ethnic categories, data are not available (N/A) due to insufficient sample size.

Source:  Unpublished data from the SIPP, 1993 panel.

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INDICATOR 8. PROGRAM SPELL DURATION

Figure IND 8.
Percentage of AFDC, Food Stamp, and SSI Spells for Individuals Entering Programs During the 1993 SIPP Panel, by Length of Spell

Figure IND 8. Percentage of AFDC, Food Stamp, and SSI Spells for Individuals Entering Programs During the 1993 SIPP Panel, by Length of Spell.

Source:  Unpublished data from the SIPP, 1993 Panel.

Table IND 8.
Percentage of AFDC, Food Stamp and SSI Spells for Individuals Entering Programs During the 1993 SIPP Panel, by Length of Spell, Race/Ethnicity, and Age
  Spells <=4 months Spells <=12 months Spells <=20 months Spells >20 months
AFDC
All Recipients 30.7 56.1 68.6 31.4

Racial/Ethnic Categories

 
Non-Hispanic White 35.6 62.2 72.3 27.7
Non-Hispanic Black 24.6 52.3 66.7 33.3
Hispanic 30.8 52.5 63.4 36.6

Age Categories

 
Children Ages 0-15 28.1 53.6 65.6 34.4
Adults Ages 16-64 33.5 59.0 72.2 27.8
SSI        
All Recipients 24.0 31.9 36.6 63.4

Racial/Ethnic Categories

 
Non-Hispanic White 27.2 34.6 40.8 59.2
Non-Hispanic Black 20.5 26.2 30.0 70.0
Hispanic 20.0 32.2 NA NA

Age Categories

 
Adults Ages 16-64 26.8 34.6 39.7 60.3

FOOD STAMPS

 
All Recipients 33.1 59.9 70.0 30.0

Racial/Ethnic Categories

 
Non-Hispanic White 34.3 62.1 71.5 28.5
Non-Hispanic Black 28.4 53.4 64.9 35.1
Hispanic 35.4 64.0 71.1 28.9

Age Categories

 
Children Ages 0-15 29.8 56.5 67.0 33.0
Adults Ages 16-64 35.9 63.0 72.8 27.2
Note:  Spell length categories are not mutually exclusive. Spells separated by only 1 month are not considered separate spells. Due to the length of the observation period, actual spell lengths for spells that lasted more than 20 months cannot be observed. AFDC spells are defined as those starting during the 1993 SIPP Panel. For certain age and racial/etnic categories, data are not available (N/A) because of insufficient sample size. Data on SSI recipiency for children are not available (N/A).

Source:  Unpublished data from the SIPP, 1993 Panel.

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INDICATOR 9. LONG-TERM DEPENDENCY

Figure IND 9.
Percentage of AFDC Recipients with More than 50 Percent of Income from AFDC and Food Stamps Between 1987 and 1996, by Years of Dependency

Figure IND 9. Percentage of AFDC Recipients with More than 50 Percent of Income from AFDC and Food Stamps Between 1987 and 1996, by Years of Dependency.

Source:  Unpublished data from the PSID, 1988-1997.

Table IND 9.
Percentage of AFDC Recipients with More than 50 Percent of Income from AFDC and Food Stamps Across Three Ten-Year Time Periods, by Years of Dependency, Race, and Age

Between 1967 and 1976:

  All Recipients Child Recipients 0-5 in 1967
Years Dependent: All Black Non-Black All Black Non-Black
0 Years 47.9 33.0 56.2 37.1 25.0 44.3
1-2 Years 23.2 25.6 21.9 26.6 23.6 28.4
3-5 Years 17.5 22.3 14.8 22.2 27.0 19.3
6-8 Years 8.0 12.3 5.7 9.4 15.5 5.8
9-10 Years 3.3 6.8 1.4 4.7 8.9 2.2

Between 1977 and 1986:

  All Recipients Child Recipients 0-5 in 1977

Years Dependent:

All Black Non-Black All Black Non-Black
0 Years 49.5 38.8 56.2 32.0 18.9 40
1-2 Years 23.7 24.0 23.5 26.6 25.1 27.6
3-5 Years 12.4 15.4 10.5 14.1 19.4 10.9
6-8 Years 9.0 12.0 7.1 15.0 15.0 15.0
9-10 Years 5.5 9.9 2.8 12.2 21.7 6.5

Between 1987 and 1996:

  All Recipients Child Recipients 0-5 in 1987

Years Dependent:

All Black Non-Black All Black Non-Black
0 Years 46.5 35.5 54.5 28.2 18.8 37.9
1-2 Years 23.6 22.7 24.2 22.4 21.1 23.8
3-5 Years 16.2 17.9 14.9 23.0 21.8 24.2
6-8 Years 8.0 14.1 3.5 15.3 23.0 7.3
9-10 Years 5.8 9.8 2.9 11.0 15.3 6.8
Note:  The base for the percentages consists of individuals receiving at least $1 of AFDC in any year in the ten-year period. Footnotes in previous reports erroneously defined the base for these percentages as individuals receiving at least $1 of AFDC in the first year of the ten-year period. The current table is based on the same methodology used to compute estimates for earlier reports. Child recipients are defined by age in the first year of the 10-year period. This measures years of dependency over the specified ten-year time periods and does not take into account years of dependency that may have occurred before or after the ten-year period.
Source:  Unpublished data from the PSID 1968-93 final release files and 1994-1997 unreleased preliminary data as of January, 2002.

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INDICATOR 10. LONG-TERM RECEIPT

Figure IND 10.
Percentage of AFDC Recipients, by Years of Receipt Between 1987 and 1996

Figure IND 10. Percentage of AFDC Recipients, by Years of Receipt Between 1987 and 1996.

Source:  Unpublished data from the PSID, 1988-1997.

Table IND 10:
Percentage of AFDC Recipients Across Three Ten-Year Time Periods by Years of Receipt, Race, and Age

Between 1967 and 1976:

  All Recipients Child Recipients 0-5 in 1967
Years received AFDC: All Black Non-Black All Black Non-Black
1-2 Years 46.8 32.2 54.9 39.6 24.6 48.6
3-5 Years 27.1 32.4 24.1 30.7 38.5 26.0
6-8 Years 17.9 22.3 15.4 18.3 19.9 17.3
9-10 Years 8.2 13.2 5.5 11.4 17.0 8.0

Between 1977 and 1986:

  All Recipients Child Recipients 0-5 in 1977
Years received AFDC: All Black Non-Black All Black Non-Black
1-2 Years 46.1 32.1 54.9 35.5 17.0 46.7
3-5 Years 26.0 29.3 24.0 23.1 31.5 18.0
6-8 Years 17.4 22.9 13.9 19.7 22.7 17.8
9-10 Years 10.5 15.7 7.3 21.7 28.8 17.4

Between 1987 and 1996:

  All Recipients Child Recipients 0-5 in 1987
Years received AFDC: All Black Non-Black All Black Non-Black
1-2 Years 51.0 39.2 59.7 34.6 18.8 51.1
3-5 Years 26.6 27.6 25.9 29.6 33.5 25.6
6-8 Years 13.5 18.2 10.0 20.6 25.2 15.9
9-10 Years 8.8 15.0 4.3 15.1 22.5 7.4
Note:  As in Table IND 9, the base for the percentages consists of individuals receiving at least $1 of AFDC in any year in the ten-year period. Footnotes in previous reports erroneously defined the base for these percentages as individuals receiving at least $1 of AFDC in the first year of the ten-year period. The current table is based on the same methodology used to compute estimates for earlier reports. Child recipients are defined by age in the first year of the 10-year period. This measures years of recipiency over the specified ten-year time periods and does not take into account years of recipiency that may have occurred before or after the ten-year period.
Source:  Unpublished data from the PSID 1968-93 final release files and 1994-1997 unreleased preliminary data as of January, 2002.

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INDICATOR 11. EVENTS ASSOCIATED WITH THE BEGINNING AND ENDING OF PROGRAM SPELLS

Table IND 11a.
Percentage of First AFDC Spell Beginnings Associated with Specific Events: Selected Periods
  Spell Began
1973-1979 1980-1985 1986-1991
First birth to an unmarried, non-cohabiting mother 27.9 20.9 22.2
First birth to a married and/or cohabiting mother 13.3 17.4 11.3
Second (or higher order) birth 19.9 18.2 15.2
Divorce/separation 19.7 28.1 17.3
Mother's work hours decreased by >500 hours per year 26.3 18.8 26.2
Other adults' work hours decreased by >500 hours, but no change in family structure 34.8 27.9 21.6
Other adults' work hours decreased by >500 hours, and a change in family structure 4.7 7.9 11.4
Householder acquired work limitation 18.1 15.6 23.5
Other transfer income dropped by >$1,000 (in 1996$) 4.5 6.5 4.1
Changed state of residence 4.5 10.6 5.4
Note:  Events are defined to be neither mutually exclusive nor exhaustive. Work limitation is defined as a self-reported physical or nervous condition that limits the type of work or the amount of work the respondent can do.

Source:  Unpublished data from the PSID, 1974 – 1992.

Table IND 11b.
Percentage of First AFDC Spell Endings Associated with Specific Events: Selected Periods
  Spell Ended
1973-1979 1980-1985 1986-1991
Mother married or acquired cohabitor 16.1 17.1 21.7
Children under 18 no longer present 4.4 4.1 4.8
Mother's work hours increased by more than 500 hours per year 15.4 25.0 27.1
Other adults' work hours increased by more than 500 hours, but no change in family structure 21.8 16.8 16.7
Other adults' work hours increased by more than 500 hours, and a change in family structure 6.5 10.3 5.8
Householder no longer reports work limitation 13.0 19.2 15.8
Other transfer income increased by $1,000 or more (in 1996$) 5.0 5.5 5.8
Changed state of residence 5.9 11.0 5.9
Note:  Events are defined to be neither mutually exclusive nor exhaustive. Work limitation is defined as a self-reported physical or nervous condition that limits the type of work or the amount of work the respondent can do.
Source:  Unpublished data from the PSID, 1974-1992.


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