HHS/ASPE. U. S. Department of Health and Human Services.Background

Incarceration and the Family:
A Review of Research and Promising Approaches for Serving Fathers and Families

Challenges to Implementing Family Strengthening Programs in Prison and at Reentry

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Contents

  1. Building Partnerships with Community-Based Organizations
  2. Barriers to Family Involvement
  3. Recruitment and Retention of Incarcerated Participants
  4. Stigma in Group Setting
  5. Connecting with Supportive Services Post Release
  6. Cultural Sensitivity
  7. Research Limitations

Numerous challenges to program implementation have been identified that apply to both marriage education and parenting programs during incarceration and after reentry. Cooperation between criminal justice and community-based human service agencies, family involvement, participant recruitment and retention, stigma, and cultural competence are some of the obstacles facing family strengthening programs targeting incarcerated men and their partners and children.

8.1   Building Partnerships with Community-Based Organizations

In a broad sense, correctional and human service agencies often have different roles and priorities that can impede the implementation of family strengthening efforts with incarcerated and reentering fathers (Festen et al., 2002; Nurse, 2004; Rossman, 2001). Correctional institutions prioritize public safety, which carries an emphasis on controlling all movements and activities within their facilities for the protection of inmates, staff, visitors, and the public (Lawrence et al., 2002). Human services agencies, by contrast, emphasize meeting the needs of their clients, which necessitates a focus on individual well-being and self-determination (Rossman, 2001). Whereas corrections policies attempt to encourage responsible behavior by imposing penalties on offenders, fatherhood policies encourage fathers to take responsibility for their children and suggest programming that support this goal. These approaches can come into conflict with one another, for instance discouraging efforts to pay child support by deepening fathers’ debt while in prison (Nurse, 2004) or impeding fathers’ ability to stay connected with their children by limiting contact and visitation while in prison (Jeffries et al., 2001).

Correctional institutions’ emphasis on safety and control and human service agencies’ focus on client support may clash during service integration.

Because most prison-based programs are provided by external community-based organizations (CBOs) that focus on service provision, it is necessary for these organizations to build partnerships with correctional and probation/parole agencies and to develop a shared vision of the program. Support for family programs must be secured from the corrections systems and personnel, including state-level officials, facility superintendents, and correctional officers, in order to promote successful implementation (Adalist-Estrin, 1994; Eddy et al., 2001; Jeffries et al., 2001), but corrections facilities have been generally unsupportive of family-oriented services (Eddy et al., 2001). Correctional institutions need to be willing to open their facilities to outside organizations (Rossman, 2001), but it may be difficult for CBO staff to gain entry to correctional facilities due to lengthy background checks and limited time and space availability. Prison rules may also be enforced inconsistently or without obvious rationale, which can be challenging for outside staff (Jeffries et al., 2001). Additionally, elements of programs such as content, activities, duration, location, and number of participants may be limited by constraints of the prison environment and policies as well as the strong emphasis on prisoner security (Jeffries et al., 2001). On the other hand, community-based service agencies are often located far from prisons and may not consider inmates as potential clients or may not be aware of services available for inmates (Rossman, 2001). In addition, partnerships between CBOs and correctional agencies often create numerous record-keeping and information-sharing challenges, as data-sharing agreements are difficult to establish and correctional agencies typically do not have staff time designated for generating reports or other information to be shared with CBOs delivering programs (Rossman, 2001). Staff turnover at correctional facilities and CBOs also makes the maintenance of stable partnerships and the delivery of consistent programming difficult (Lawrence et al., 2002). Thus, more coordination between corrections agencies and the organizations responsible for implementing family strengthening programs could improve the quality of prison-based programs. For instance, one approach that could facilitate understanding and buy-in is for program development and delivery staff to provide presentations to corrections staff regarding project rationale and activities (Eddy et al., 2001).

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8.2   Barriers to Family Involvement

Correctional agencies’ inherent emphasis on security and safety also creates barriers to involving family members in programming delivered within prison walls. Any contact or exchange of information between incarcerated individuals and non-incarcerated individuals is potentially problematic from a security standpoint and requires monitoring by correctional staff, which, in a time of increased prisoner populations and decreasing funding for prison staffing, has the potential to strain both budgets and individual staff members (Lawrence et al., 2002). Facility staff may view family members as both an inconvenience and a threat to security; as a result, they are less likely to be encouraging of new programs that bring family members into the prison, and may treat participants in existing family programs in a manner that subtly discourages their continued participation (Bobbit and Nelson, 2004).

Geographic distance from prison, busy schedules, and tenuous relationships serve as barriers to family involvement in prison programs.

Tenuous relationships between incarcerated fathers and their partners may cause partners to be reluctant about attending relationship programs (Nurse, 2004). Relationships are also likely to dissolve over time while fathers are incarcerated (Holt & Miller, 1972), so recruiting of couples in relationship education or counseling programs may be challenging. Additionally, partners and spouses often live far away from the prison facility, making it difficult to deliver services to them (Bobbitt & Nelson, 2004). Mothers often have busy schedules around employment and childcare that prison programs cannot always accommodate (Bobbitt & Nelson, 2004; Markman et al., 2005). Partners also may have criminal histories which preclude their visitation to prisons. Supports and incentives that mitigate these barriers, such as free childcare, transportation support, food, or small monetary incentives, are likely to improve recruitment and retention of family members in programming (Coatsworth, Duncan, Pantin, & Szapocznik, 2006).

Furthermore, it is often difficult to recruit children to participate in programs with their fathers, because their mothers or caregivers are required to consent and provide transportation and may not be supportive of the father having a relationship with the child (Hairston, 2001; Palm, 2001). As with partners, children’s school or activity schedules may not coincide with the available times for program activities (Bobbitt & Nelson, 2004). This may limit opportunities for fathers to apply the knowledge they gain in programs to interactions with their children (Harrison, 1997). Thus, an important next step is to investigate approaches to delivering marriage and parenting programs that address some of these barriers. Even if barriers prevent partner involvement, research suggests that marital education programs delivered to prisoners without their spouses may still have beneficial impacts on their relationship attitudes and skills (Kaslow, 1987).

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8.3   Recruitment and Retention of Incarcerated Participants

Large numbers of inmate transfers between facilities, early releases, frequent residential moves upon release, the likelihood of reincarceration, and the fragility of family relationships make retention and follow-up evaluation difficult.

Participant recruitment and retention are also challenges in prison- and community-based family support programs of any type. Given the competing programs in which prisoners may participate, such as work release programs or substance abuse treatment, they may feel that family strengthening programs are less important or not relevant to them (Bobbitt & Nelson, 2004). Many inmates cannot afford to spend unpaid time in training and educational programs after release (Jeffries et al., 2001). Inmates may also be skeptical of programs that involve discussions about sensitive family-related topics (Eddy et al., 2001). Large numbers of inmate transfers between facilities, early releases, frequent residential moves upon release, the likelihood of reincarceration, and the fragility of family relationships make retention and follow-up evaluation difficult (Eddy et al., 2001; Palm, 2001; Meek, 2007). It is also important to identify appropriate participants for family strengthening programs. Some men may not be ready to participate in such programs due to a previous history of domestic violence or child abuse (Bobbitt & Nelson, 2004; Palm, 2001). Other men have mental disorders and limited reading ability, both of which may inhibit their ability to comprehend program materials (Eddy et al., 2001). Additionally, the demands placed on released fathers to attend court hearings, parole appearances, and other appointments may limit their ability to participate in programs in the community (Jeffries et al., 2001).

Agencies need to develop strategies for identifying and recruiting participants, either while they are in prison or after they are released. Strategies may include referrals from corrections or parole departments or from other programs such as substance abuse treatment centers. Staff offering prison-based programs could recruit inmates directly by providing presentations about project topics along with referral forms for participation (Eddy et al., 2001). Incentives could be provided for participation, such as small monetary payment, additional free time, or family visitation privileges. Outside of prisons, it may be a challenge to identify large numbers of reentering fathers in a given geographic area. Once participants are recruited, developing a tracking form for each person may improve follow-up with additional services and evaluation activities (Eddy et al., 2001).

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8.4   Stigma in Group Setting

As most family strengthening programs in prison take place in a group setting, they face barriers related to stigmatization. Asking men to share their thoughts, in a group setting, on difficult issues involving their children is a challenge (Palm, 2001). Pressure to be unemotional or to disrespect ex-partners may interfere with fathers’ ability to express their actual feelings about fatherhood or relationships. One program has reduced stigma by establishing ground rules and using icebreakers (Palm, 2001). Program implementers should continue to address fathers’ perceptions that participating in such programs indicates that they are weak or have family problems.

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8.5   Connecting with Supportive Services Post Release

It is important for released prisoners to continue participation in family strengthening programs and other social services after reentry (Bobbitt & Nelson, 2004; Kaslow, 1987; Meek, 2007). Continued participation may help encourage the use of knowledge and skills gained while incarcerated. Yet, prisoners are often released without links to community-based services. Human service agencies often have little connection with the criminal justice system and do not have formal mechanisms for sharing information about families in need. Resources may not be available to support community-based service delivery due to costs and uncertain release dates. Furthermore, inadequate understanding of post-release assistance entitlement can make transition planning difficult, and paperwork involved in connecting offenders with services in the community can be cumbersome and can take months to process (Rossman, 2001). Other barriers include lack of service coordination between community- and prison-based services due to long distances between the prison and the community where the family resides (and/or to which to prisoner plans to return) and different funding streams for programming within and outside of the correctional system (Bobbit & Nelson, 2004; Rossman, 2001).

Providing a strategy to continue supportive services after release is crucial.

Ironically, many incarcerated fathers and their families come from disadvantaged communities that are involved with both the criminal justice and health and human services systems (Festen et al., 2002). Thus, more attention should be paid to how these disparate systems can intersect in disadvantaged communities to better meet the needs of families through improved service delivery.

There are a few existing parenting programs that connect fathers with services in the community, such as job training, in order to prepare for reentry (Bowling, 1999; Jeffries et al., 2001). For instance, the Nontraditional Opportunities for Work (NOW) project represents a partnership between the Wisconsin Department of Correction and the Department of Workforce Development. This project combines support in areas such as parenting skills, child support, and paternity with assistance finding stable employment though training, education, and other services (Festen et al., 2002). Similarly, the Montgomery County Pre-release Center in Maryland provides information and training on employment in addition to guidance on parenting and family relationships (Jeffries et al., 2001). However, the impacts of such efforts on reentry success have yet to be evaluated.

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8.6   Cultural Sensitivity

Although a high percentage of incarcerated fathers are of ethnic minorities, very few family strengthening programs in prison or surrounding reentry have been designed with cultural issues in mind. Those programs that have addressed culture have reported positive reactions from participants. For instance, one program uses discussion of family traditions and rituals, and videos and literature depicting different cultural groups, in order to make sure that program content resonates with a variety of fathers (Palm, 2001). Another program found it helpful to hire a facilitator of the same ethnicity as the participants (LaRosa & Rank, 2001). The implications of these efforts for program success have not been evaluated, and there is little theoretical development to guide research testing the impact of culturally relevant program content on inmate outcomes.

In the future, programs that aim to strengthen partner and father-child relationships need to be sensitive to cultural differences in family relationship definitions, expectations, and behaviors (Adalist-Estrin, 1994; Bauer et al., 2007; Meek, 2007; Palm, 2001). Qualitative research could aim to identify programmatic approaches and activities that would be culturally relevant and acceptable among different groups. Using this information, programs could be tailored to the diversity of prison populations, and evaluation of these programs would be necessary to test their effectiveness.

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8.7   Research Limitations

Several challenges to the implementation of marriage and family strengthening programs in prison and upon reentry have been identified, and many recommendations for improving implementation have been made based on descriptive and anecdotal information. Identification of challenges has rarely involved actual surveys of program or correctional staff. Research has not tested the extent to which the identified barriers to implementation impact the effectiveness of programs, nor the extent to which addressing different barriers to program implementation in turn improves the impacts of program participation for incarcerated and reentering fathers and their families.

Experimental manipulation of implementation conditions would be difficult in some situations. However, it would be possible to randomly assign some corrections staff to receive training and technical assistance in connecting family strengthening programs to other initiatives and increasing institutional support for such programs in order to determine whether addressing such issues is associated with increased program efficacy. Alternatively, fathers could be randomly assigned to participate in different programs with varying levels of evidence bases or cultural tailoring. There are many dimensions along which programs and their contexts could be varied in order to conduct more rigorous research on implementation challenges and how they can be overcome.

An additional limitation of research on family strengthening programs with incarcerated fathers is a lack of understanding with regards to the steps involved in making such programs sustainable and encouraging widespread dissemination. Presumably, the implementation challenges identified above, including lack of support of programs by corrections staff, restrictions in the prison setting that limit program flexibility, and lack of coordination between corrections and human services in reentry programming, may also impede the assumption of ownership of programs within correctional facilities and agencies, which would be the most direct way to enhance sustainability. However, it is possible that the development of long-term relationships between corrections agencies and community service providers could facilitate sharing of resources and strategies to obtain further resources to continue program implementation. Challenges to recruitment and retention will also need to be addressed in order to involve enough participants to ensure sustainability. Moreover, once effective programs are identified, research should test whether such programs can be replicated in different settings with varying populations and with lower levels of control over implementation, in an effort to determine which programs can be disseminated to reach larger numbers of incarcerated fathers and their families.

As family strengthening programs in prisons continue to be evaluated, it will be important to learn from the challenges that are faced and the solutions that are found. New approaches to serving incarcerated fathers, their partners, and their children may illuminate ways to successfully reach this population and help to enhance their fragile relationships.


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